Custody solutions is at the core of everything we do. Learn more about what we can do for you.
We look forward to meeting with you!
Custody solutions is at the core of everything we do. Learn more about what we can do for you.
The difference
Principal Financial Group® companies
People, expertise, and services you can depend on.
Diversified business1
Diversified financial strength1
Principal Custody Solutions
Trust and custody scale2
- We provide trust and custody services for over 2,200 clients.
- Over 11,500 trust and custody accounts.
- Servicing a variety of asset classes, both domestic and global, as well as alternative and physical.
- Work directly with nearly 450 institutional investment managers.
- Our relationship managers have on average 17 years of experience.
- Over four decades in trust and custody.
- With a dedicated team, answers to your questions are just a phone call away. Consider our people an extension of your team.
- Tailored technology to help meet your needs, which are continually enhanced to help create a powerful, yet simplified platform.
- Our integrated systems provide comprehensive reporting and accounting of all domestic and global securities with many different options and methods available to you.
- As your needs change over time, we work with you to design the service you need today and in the future by offering solutions as your organization evolves.
Principal® Custody Solutions
Intuitive technology built around your needs
A streamlined client website with a foundation on user research
The intuitive design of our technology platform delivers some of the most advanced capabilities in the industry. Using a human-centered approach, we’ve built our technology to work for you, providing timely answers and data that are reliable, meaningful, and accessible.
Dashboard
You can access and manage account information from the Dashboard with navigation horizontal across the top of the web page.
Scroll down to select accounts to display, view today’s transactions, scheduled reports, statements, and current positions, which are all easily accessible on the Dashboard.
Benefit payments
Untangle the complexities of benefit payment management with a streamlined and straightforward approach. Get instant access to individual benefit payment records and feel more in control of payment timing and data integrity.
Convenient functionality. Easy access and intuitive links help you take the following actions:
- Search for a payee
- Create a new payment/periodic payment memo
- Use file transfer to upload multiple benefit requests
Reporting
One of the most valuable assets we hold is your data. By combining client-focused technology with our experienced and client-dedicated team, we can help deliver the data you need to effectively manage your accounts.
You can select a specific category to run a report:
- Transaction
- Cash and asset
- Perfomance
- Custom
Benefit payments reporting
Access your data through a simple-to-use interface, including a comprehensive list of standard reports and the ability to create your own custom versions. Choose to run reports on demand or schedule them to run automatically on a schedule you determine.
Report categories include:
- Lump sum change detail
- Lump sum summary
- Periodic change detail
- Outstanding checks
- Payment stop/check reissue
- Custom
Statements
You can access specific defined statements generated and stored for you at specific time intervals.
A few examples of Principal® Custody Solutions statements include:
- 5500
- Analytics
- Benefit
- Compliance
- Data extract
- Financials
- Lump sum
- Miscellaneous
- Perfomance
Approvals & repairs
Maintain control and visibility of transactions with an intuitive dashboard. If you choose, assign administrators to review transactions—and make any needed corrections—prior to execution.
For illustrative purposes only.
Principal Financial Group®
Our experience spans the globe, but we’re driven by a common purpose – to help businesses and people build, protect and advance their financial well-being.
- Over $900 billion in assets under custody3
- 62 million customers worldwide3
- More than 19,000 employees worldwide3
- Work in more than 80 nations and territories3
- Ranked 256 on Fortune’s list of Largest 500 Corporations4
- $17.5 billion in total GAAP revenues4
Principal® is a global financial services leader
Our goal is for you to feel as comfortable as you do today when managing your trust and custody account(s). Check out our Principal campus video to learn more about us.
Service driven by culture
- One of 100 Most Sustainable Companies 20225
- America’s Best Employers6
- Top Companies for Executive Women7
- Best Places to Work in Money Management8
- Best Employers for Women9
- A CDP Climate Performance Leader10
- Best Places to Work in IT11
Principal® service team
Peter Quinn
Senior Vice President, Distribution
Juanita Webb
Senior Relationship Manager
Kyle Sams
Client Service Specialist
India Jones
Learning and Development Analyst
Sonya Fehn
Transition Team Manager
Anne DeMaio
Director, Retirement and Income Solutions
Meeting details
Agenda
Welcome and Team Introduction
Principal Custody Solutions Overview
Client Service Model & Support
Benefit Payment Services
Principal Custody Solutions Website Experience
Conversion Services
Outcome-Driven, Client-Focused
Q&A
Our virtual meeting with you is scheduled on
Monday, May 15, 2023 from 2:00-3:00 PM (CST)
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An experience built around what is important to you.
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Our team values your input, and we will do our best to address your needs at our upcoming meeting.
Customers want from us the same personalized and intuitive experience they get from companies like Amazon. That’s why it’s so important that we keep the customer at the center of what we do. Their needs and preferences must drive our actions. And as those change, we must change.
Daniel J. Houston
Chairman, President, and CEO
Investment and Insurance products are:
Not Insured by the FDIC or Any Federal Government Agency
Not a Deposit or Other Obligation of, or Guaranteed by, Principal Bank or Any Bank Affiliate
Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested
1 Non-GAAP, pre-tax, trailing twelve months; excludes Corporate
2 As of 3/31/2023
3 As of 12/31/2022
4 Based on revenues as of 12/31/2022
5 Barron's, Feb. 2022
6 Ranked 354th on the Forbes Global 2000, May 2021
7 Seramount 2021 Dec. 2021
8 Pensions & Investments, “The Best Places to Work in Money Management among companies with 1,000 or more employees,” Dec. 2020
9 Included No. 5 on Forbes list of Best Employers for Women, July 2021
10 Earned an “B” CDP score, Jan. 2022
11 IDG's Computerworld, June 2021