1 Principal Financial Group was founded in 1879 and began managing retirement assets and providing retirement plan services in 1941. We provide plan administration, trust and custody, actuarial consulting, investment management, retiree services, pension risk transfer, and more.
2 Based on total number of plans, PLANSPONSOR Defined Benefit Administration survey, May 2021.
3 As of Dec. 31, 2021. Top 4 pension risk transfer is based on the total PRT assets, LIMRA Secure Retirement Institute. Plan and participant count includes services provided to employers, participants, and retirees in active and terminated plans. Numbers are rounded. Annual pension payments include group-purchased guaranteed payments, group-guaranteed (Benefit Index) payments, and direct fund payments from our WSRS active pension plan business. Defined benefit plans we’ve helped terminate in past 24 months.
4 Principal as of Dec. 31, 2022.
5 Based on number of Section 409A plans, PLANSPONSOR Recordkeeping Survey, July 2022.
6 Based on number of ESOP plans, PLANSPONSOR Recordkeeping Survey, July 2022.
7 Based on number of DC plan participants, PLANSPONSOR Recordkeeping Survey, July 2022.
Information is intended to be educational in nature and is not intended to be taken as a recommendation.
OCIO solutions and LDI solutions are provided by Investment Solutions, an advisory team within Principal Asset ManagementSM. Principal Asset Management leads global asset management at Principal®.
Custody and trust services are provided by Principal Bank®, Member FDIC, and/or Principal Trust Company®. These services are provided under the trade name Principal® Custody Solutions. Principal Trust Company is a trade name of Delaware Charter Guarantee & Trust Company.
When Principal Custody Solutions is providing investment management services, Principal Custody Solutions serves as the investment manager or discretionary trustee but leverages the investment expertise of Principal Asset Management. Customers may also contract directly with Principal Asset Management for investment management services. In those instances, Principal Custody Solutions serves solely in a custodial or trustee capacity. Please refer to your underlying service agreements for details.
Principal Global Investors, LLC is registered with the U.S. Commodity Futures Trading Commission (CFTC) as a commodity trading advisor (CTA), a commodity pool operator (CPO) and is a member of the National Futures Association (NFA). Principal Global Investors advises qualified eligible persons (QEPs) under CFTC Regulation 4.7. Principal Asset Management is a trade name of Principal Global Investors, LLC.
Principal Global Investors®, Principal Bank, and Principal Trust Company are members of the Principal Financial Group®, Des Moines, Iowa 50392.
Insurance products and plan administrative services provided through Principal Life Insurance Company®. Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc. Securities offered through Principal Securities, Inc., member SIPC and/or independent broker-dealers. Principal Life, Principal Funds Distributor, Inc. and Principal Securities® are members of the Principal Financial Group®, Des Moines, Iowa 50392. Certain investment options and contract riders may not be available in all states or U.S. commonwealths. Separate Accounts are available through a group annuity contract with Principal Life Insurance Company. See the group annuity contract for the full name of the Separate Account. Principal Life Insurance Company reserves the right to defer payments or transfers from Principal Life Separate Accounts as permitted by the group annuity contracts providing access to the Separate Accounts or as required by applicable law. Such deferment will be based on factors that may include situations such as: unstable or disorderly financial markets; investment conditions which do not allow for orderly investment transactions; or investment, liquidity and other risks inherent in real estate (such as those associated with general and local economic conditions). If you elect to allocate funds to a Separate Account, you may not be able to immediately withdraw them.
Principal®, Principal Financial Group®, and Principal and the logomark design are registered trademarks of Principal Financial Services, Inc., a Principal Financial Group company, in the United States and are trademarks and services marks of Principal Financial Services, Inc., in various countries around the world.
© 2023 Principal Financial Services, Inc.
Investment and Insurance Products are:
Not insured by the FDIC or Any Federal Government Agency
Not a Deposit or Other Obligation of, or Guaranteed by Principal Bank or Any Bank Affiliate Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested.
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